Applicant Files
What are applicant files?
Applicant files are the records an employer keeps on people who apply for jobs. They typically include applications, resumes, cover letters, assessment results, interview notes, reference checks, and correspondence. These records carry recordkeeping and retention obligations under US law.
What they typically include
Most applicant files contain the application and resume, the job the person applied for, screening and assessment results, interviewer notes and scores, offer or rejection decisions, and communications with the candidate.
Types of records in an applicant file
- Application materials: the application form, resume, and cover letter.
- Evaluation records: assessment results, interview scores, and notes.
- Verification records: reference checks and background screening results with consent.
- Decision records: offer or rejection and the reasons.
- Communications: emails, messages, and scheduling history.
Why they matter
Applicant files document how hiring decisions were made. If a decision is questioned by a candidate or regulator, well-kept records show that evaluation was consistent and job-related.
Benefits of Applicant Files
- Evidence of consistent, job-related decisions.
- Faster responses to candidate or regulator questions.
- Better compliance with recordkeeping rules.
- Organized data for hiring analysis.
Legal & compliance note
Federal rules set minimum retention periods for hiring records. EEOC regulations generally require employers to keep application and hiring records for at least one year, and some federal contractors must keep them longer. State laws and pending charges or lawsuits can extend these periods. Confirm your obligations with employment counsel.
How to manage applicant files step by step
- Step 1: Store all applicant records in one secure system.
- Step 2: Use structured, job-related notes and scoring.
- Step 3: Limit access based on role.
- Step 4: Apply a written retention schedule.
- Step 5: Place legal holds when a charge or lawsuit is pending.
- Step 6: Securely delete records when the retention period ends.
Applicant file vs. personnel file
| Applicant File | Personnel File | |
|---|---|---|
| Who it covers | People who applied | Current and former employees |
| Created | During hiring | After hire |
| Typical contents | Applications, evaluations, decisions | Job history, pay, performance |
Example
A candidate asks why they were not advanced. Because the employer kept structured scores and interviewer notes in the applicant file, HR can review the decision and confirm it was based on job-related criteria.
A second example: an employer receives a discrimination charge from a rejected applicant. Because the applicant's file was preserved under a legal hold and contained structured scores, the employer can show the evaluation criteria were applied consistently.
Best practices
- Keep applicant records in one secure system.
- Use consistent, job-related notes and scoring.
- Apply a written retention policy and follow it.
- Limit access to people who need it.
- Keep notes factual and job-related.
- Separate medical information from general applicant files.
- Train hiring teams on what to write and what to avoid.
Common challenges
Records scattered across email, spreadsheets, and personal notes are hard to retrieve and easy to lose. Informal notes can also include comments that should never influence a hiring decision.
How to avoid these problems
- Scattered records: centralize files.
- Inappropriate notes: use structured forms and training.
- Deleting too early: follow a written retention policy and legal holds.
Key takeaways
- Applicant files hold records about job applicants.
- Federal and state rules set minimum retention periods.
- Centralized, structured records are easier to manage and defend.
How uRecruits helps
Applicant records live on the uRecruits candidate record, keeping applications, evaluations, and communications together. Follow your organization's retention policy and counsel's guidance.
This topic carries legal and compliance implications. The information here is general and US-focused. Verify against authoritative sources such as the EEOC and the U.S. Department of Labor, and consult employment counsel before acting.
